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Lance Hubeny

Ameriprise Financial Services, LLC
43 Years of Experience
Red Bank, NJ
5 DisclosuresBroker
View SEC Summary
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Lance Hubeny is a registered investment advisor at Ameriprise Financial Services, LLC, based in Red Bank, NJ, with 43 years of industry experience. Lance is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

141 W Front St Ste 140, Red Bank, NJ, 07701

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2025
Final
Judgment / Lien
August 2025
Customer Dispute
December 2004
Settled
Customer Dispute
March 2001
Settled
Customer Dispute
April 1995
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lance is involved in two outside business activities. He works at We Shoot and provides CPR instruction, spending about 10-20% of his time and minimal time respectively.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
May 2022 - Present · 4 yrs 5 mos
Ameriprise Financial Services, LLC
May 2016 - Present · 10 yrs 5 mos
Ameriprise Financial Services, LLCBroker
May 2016 - Present · 10 yrs 5 mos
Previous Registrations
Wells Fargo Advisors, LLCBroker
July 2012 - May 2016 · 3 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2007 - July 2012 · 4 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2007 - July 2012 · 4 yrs 11 mos
Morgan Stanley & CO., Incorporated
April 2007 - September 2007 · 5 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - September 2007 · 5 mos
Morgan Stanley
August 2002 - April 2007 · 4 yrs 8 mos
Morgan Stanley Dw INC.Broker
April 1989 - April 2007 · 18 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 1984 - April 1989 · 4 yrs 7 mos
Prudential-Bache Securities INC.Broker
January 1983 - September 1984 · 1 yr 8 mos
State Registrations9 states
CACTFLMANJNYPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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