Thomas Hart
Thomas Hart is a registered investment advisor at Hart Investment Management INC., based in Southern Pines, NC, with 23 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 53 clients with $40M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.75% |
Fees are negotiable. Hart Investment Management also has the option to charge a fixed rate to be negotiated with the client, based on the needs of the client and complexity of the situation. This flat rate will never exceed 3.00% annually of the client’s assets advised.
Fee Estimator
Location
Southern Pines, NC
Get directionsHistory
Regulatory History (9)
Customer Dispute
October 2003Customer Dispute
July 2003Customer Dispute
May 2003Customer Dispute
April 2002Customer Dispute
July 2001Customer Dispute
May 2000Customer Dispute
September 1999Customer Dispute
February 1995Customer Dispute
June 1990Employment History
Current Registrations
Hart Investment Management INC.
Previous Registrations
Danzell Investment Management, LTD.
Prudential Securities Incorporated
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.