Gilbert Kuta
Gilbert Kuta is a registered investment advisor at Aegis Capital CORP., based in Timonium, MD, with 43 years of industry experience. Gilbert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 3,083 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Aegis Capital Corp. charges a fee based on a percentage of the assets they manage for you.
If most transaction costs are charged to you:
- First $250,000 - maximum 2.50% per year
- Next $750,000 - maximum 2.25% per year
- Over $1,000,000 - maximum 2.00% per year
If most transaction costs are charged to Aegis:
- First $250,000 - maximum 3.00% per year
- Next $750,000 - maximum 2.75% per year
- Over $1,000,000 - maximum 2.50% per year
The fee can be charged in one of three ways: Floating Rate, Incremental Rate, or Fixed Rate, as specified in your client agreement. The amount of the fee may be negotiable.
Location
201 W. Padonia Rd., Suite 300, Timonium, MD, 21093
Get directionsHistory
Regulatory History (17)
Customer Dispute
January 2025Customer Dispute
August 2024Customer Dispute
May 2024Customer Dispute
March 2024Regulatory
July 2021Customer Dispute
December 2016Customer Dispute
January 2014Customer Dispute
May 2011Customer Dispute
April 2009Customer Dispute
November 2008Customer Dispute
April 2007Customer Dispute
August 2002Regulatory
March 1994Regulatory
March 1994Employment Separation After Allegations
December 1993Regulatory
November 1993Customer Dispute
September 1992Other Business ActivitiesSells Insurance
Gilbert is involved with The Kuta Group and serves on the board of directors, executive committee, and investment committee for the Casey Cares Foundation, dedicating minimal time to the latter. He is also a producer/agent for ACC Agency, Inc, an insurance general agency, spending a few hours per week there.
Employment History
Current Registrations
Aegis Capital CORP.
Aegis Capital CORP.Broker
Previous Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
RBC Capital Markets CorporationBroker
Ferris, Baker Watts, LLCBroker
Smith Barney Shearson INC.Broker
Lehman Brothers INC.Broker
Painewebber IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
Laidlaw Ansbacher IncorporatedBroker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.