TM
CFP
TM
CFP

Thomas Mimnaugh

43 Years of Experience
Palm Beach, FL
Broker

Thomas Mimnaugh is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Palm Beach, FL, with 43 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

Palm Beach, FL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Thomas has 100% ownership in TPMIMNAUGH LLC since March 2023, dedicating about a quarter of his time. The activity is investment-related and involves Finet Practice.

Employment History
Current Registrations
Wells Fargo Advisors
May 2023 - Present · 3 yrs
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs
Previous Registrations
Wells Fargo Clearing Services, LLC
July 2003 - May 2023 · 19 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
July 2003 - May 2023 · 19 yrs 10 mos
Prudential Securities Incorporated
June 2002 - July 2003 · 1 yr 1 mo
Prudential Securities IncorporatedBroker
January 1983 - July 2003 · 20 yrs 6 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.