PF
CFP
PF
CFP

Philip Ferraro

18 Years of Experience
Red Bank, NJ
Broker

Philip Ferraro is a CFP-designated registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 18 years of industry experience. Philip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

331 Newman Springs Road, Building 1, Red Bank, NJ, 07701

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Philip has ownership stakes in Marinus Financial, LLC and PFERRARO, LLC, dedicating about a quarter of his time to each. He also serves as Treasurer for the Brookdale Community College Foundation Board and is a Finance Committee Member at Brookdale Community College, spending minimal time on each role.

Employment History
Current Registrations
Wells Fargo Advisors
May 2023 - Present · 3 yrs 5 mos
Wells Fargo Advisors Financial Network, LLCBroker
May 2023 - Present · 3 yrs 5 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
December 2007 - May 2023 · 15 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
November 2007 - May 2023 · 15 yrs 6 mos
State Registrations37 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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