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Timothy O'brien

Wells Fargo Advisors
36 Years of Experience
Red Bank, NJ
1 DisclosureBroker
View SEC Summary
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Timothy O'brien is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 36 years of industry experience. Timothy is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 466,575 clients with $250B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4242 advisors
IM Fee
Planning only
Assets Under Management
$252.3B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

View Full SEC Brochure

Location

331 Newman Springs Rd 143, [Satellite], Red Bank, NJ, 07701

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1995
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Timothy has 100% ownership of O'Brien Asset Management since 2022, dedicating full-time hours to the firm. The firm is involved in investment-related activities.

Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 11 mos
Wells Fargo Advisors
November 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2015 - November 2022 · 7 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
March 2015 - November 2022 · 7 yrs 8 mos
UBS Financial Services INC.Broker
November 2008 - April 2015 · 6 yrs 5 mos
UBS Financial Services INC.
November 2008 - April 2015 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - November 2008 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - November 2008 · 12 yrs 8 mos
Olde Discount CorporationBroker
June 1991 - April 1996 · 4 yrs 10 mos
Robert Todd Financial CORP.Broker
August 1990 - June 1991 · 10 mos
State Registrations13 states
CTFLGAILMAMDMIMONJNYPATXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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