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Timothy O'brien
35 Years of Experience
Red Bank, NJ
1 DisclosureBroker
Timothy O'brien is a registered investment advisor at Wells Fargo Advisors, based in Red Bank, NJ, with 35 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B
Fee Structure
Investment management only (planning not offered)
Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.
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Location
331 Newman Springs Rd 143, [Satellite], Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (1)
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Customer Dispute
February 1995Award / Judgment
Other Business Activities
Timothy has 100% ownership of O'Brien Asset Management since 2022, dedicating full-time hours to the firm. The firm is involved in investment-related activities.
Employment History
Current Registrations
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 10 mos
Wells Fargo Advisors
November 2022 - Present · 3 yrs 10 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
March 2015 - November 2022 · 7 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
March 2015 - November 2022 · 7 yrs 8 mos
UBS Financial Services INC.Broker
November 2008 - April 2015 · 6 yrs 5 mos
UBS Financial Services INC.
November 2008 - April 2015 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2007 - November 2008 · 1 yr 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1996 - November 2008 · 12 yrs 8 mos
Olde Discount CorporationBroker
June 1991 - April 1996 · 4 yrs 10 mos
Robert Todd Financial CORP.Broker
August 1990 - June 1991 · 10 mos
State Registrations13 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.