Stephen Grossman
Stephen Grossman is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Lexington, KY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
100 W Main St, Suite 500, Lexington, KY, 40507
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Regulatory History (2)
Customer Dispute
February 1994Customer Dispute
December 1993Other Business Activities
Stephen is a board member for the University of Kentucky Gaines Center for the Humanities and Shaker Village at Pleasant Hill, and chairman for the American Heart Association. He is also involved with the Triangle Foundation, Downtown Lexington Partnership, Long Run Woodford Hounds, and owns Hillwood Farm, dedicating minimal time to most of these activities, except for Long Run Woodford Hounds, where he spends a few hours per week.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
State Registrations39 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.