Richard Hart
Richard Hart is a registered investment advisor at Robert W. Baird & CO. Incorporated, based in Lexington, KY, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.
Location
100 W Main St, Suite 500, Lexington, KY, 40507
Get directionsHistory
Regulatory History (3)
Customer Dispute
May 2016Customer Dispute
April 2016Customer Dispute
December 2008Other Business Activities
Richard serves as the treasurer for Broadway Baptist Church, providing bi-monthly reports on income and expenses. This non-investment related activity requires minimal time.
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. Incorporated
Robert W. Baird & CO. IncorporatedBroker
Previous Registrations
J.J.B. Hilliard, W.L. Lyons, LLC
J.J.B. Hilliard, W.L. Lyons, LLCBroker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.