RK
CFA
RK
CFA

Robert King

11 Years of Experience
Lexington, KY
Broker

Robert King is a CFA-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Lexington, KY, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 228,442 clients with $340B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2566 advisors
Number of Clients
228,442 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$342.1B

Fee Structure

Baird offers several investment management programs, each with its own fee structure. Because the fees vary significantly depending on the program chosen, it is not possible to provide a single, concise fee summary. Clients should consult the full brochure or their financial advisor for details on specific programs.

Loading...

Location

100 W Main St, Suite 500, Lexington, KY, 40507

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

Learn about disclosures →
Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
June 2021 - Present · 5 yrs 1 mo
Robert W. Baird & CO. Incorporated
May 2021 - Present · 5 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
J.p.morgan Securities INC.Broker
November 2008 - December 2008 · 1 mo
Natcity Investments, INC.Broker
February 2007 - November 2008 · 1 yr 9 mos
Natcity Investments, INC.Broker
October 2004 - October 2005 · 1 yr
Red Capital Markets, INC.Broker
November 2000 - October 2004 · 3 yrs 11 mos
State Registrations1 state
KY
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Robert King - Financial Advisor | TrueAdvisor