Paul Fowler
Paul Fowler is a registered investment advisor at Moors & Cabot, INC, based in Annapolis, MD, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Insurance Planning, Investment Management, and 2 more. Their firm serves 5,074 clients with $3.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Moors & Cabot charges an annual fee based on a percentage of your portfolio, billed quarterly. The exact percentage is negotiable and depends on factors like account size and complexity. The minimum fee rate is 0.5% and the maximum is 1.5%, unless approved by senior management. Moors & Cabot may aggregate multiple accounts to determine fee breakpoints. They also offer an "Advice Only" service for assets held elsewhere, billed quarterly in advance.
Location
410 Severn Ave, Suite 410, Annapolis, MD, 21403
Get directionsHistory
Regulatory History (6)
Regulatory
December 2020Employment Separation After Allegations
February 2019Customer Dispute
May 2003Customer Dispute
July 2001Customer Dispute
February 2000Criminal
July 1991Other Business Activities
Paul owns multiple race horses under different names (Touring Hong Kong, Foal#1 TBD, Intrepid Citizen, Broken Bridle, Hong Kong Tour, and Foal#2 TBD). He spends a few hours per week feeding and caring for them.
Employment History
Current Registrations
Moors & Cabot, INC
Moors & Cabot, INC.Broker
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
UBS Financial Services INC.
UBS Financial Services INC.Broker
Morgan Stanley & CO. Incorporated
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations19 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.