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Patrick Witheril

Janney Montgomery Scott LLC
43 Years of Experience
Westbrook, CT
3 DisclosuresBroker
View SEC Summary
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Patrick Witheril is a registered investment advisor at Janney Montgomery Scott LLC, based in Westbrook, CT, with 43 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Education Planning, Estate Planning, and 6 more. Their firm serves 243,808 clients with $110B in assets under management.

Janney Montgomery Scott LLC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1336 advisors
Number of Clients
243,808 clients
Average Client Portfolio
$452K average
Assets Under Management
$110.1B

Fee Structure

Minimum Investment:$5K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K2.00%
$500K - $1.0M2.00%
$1.0M - $2.0M2.00%
$2.0M - $5.0M2.00%
$5.0M - $10.0M2.00%
$10.0M - $25.0M2.00%
$25M+2.00%

Fees represent maximum financial advisor fees; additional third-party manager sub-advisory fees may apply depending on the program. All fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1551 Boston Post Road, 2nd Floor, Westbrook, CT, 06498

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2004
Settled
Customer Dispute
March 2003
Denied
Customer Dispute
February 2002
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Patrick is the Vice President of the Shoreline East Chapter of Business Networking International (BNI) in Madison, CT. This is an administrative role that takes about 10-20% of his time and is not compensated.

Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
April 2021 - Present · 5 yrs 6 mos
Janney Montgomery Scott LLC
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
July 2006 - April 2021 · 14 yrs 9 mos
Wells Fargo Clearing Services, LLC
July 2006 - April 2021 · 14 yrs 9 mos
Morgan Stanley
August 1991 - July 2006 · 14 yrs 11 mos
Morgan Stanley Dw INC.Broker
July 1988 - July 2006 · 18 yrs
Shearson Lehman Hutton INC.Broker
July 1984 - July 1988 · 4 yrs
Advest, INC.Broker
March 1983 - July 1984 · 1 yr 4 mos
State Registrations18 states
AZCACOCTFLGAILMAMEMINCNJNVNYORPASCVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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