James Elliott
James Elliott is a registered investment advisor at Janney Montgomery Scott LLC, based in Westbrook, CT, with 33 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
1551 Boston Post Road, 2nd Floor, Westbrook, CT, 06498
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Regulatory History (1)
Customer Dispute
July 2008Other Business Activities
James is an endowment committee member for Kingston Congregational Church, providing insight for the endowment fund manager since 2008. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Janney Montgomery Scott LLC
Janney Montgomery Scott LLCBroker
Previous Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Commonwealth Financial NetworkBroker
Commonwealth Financial Network
Cco Investment Services CORP.
Cco Investment Services CORP.Broker
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
Fis Securities, INC.Broker
Mds Securities IncorporatedBroker
440 Financial Distributors, INC.Broker
American Express Financial Advisors INC.Broker
Ids Life Insurance CompanyBroker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.