Kathryn Genovese
Kathryn Genovese is a registered investment advisor at Janney Montgomery Scott LLC, based in Westbrook, CT, with 24 years of industry experience. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 239,256 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Janney charges a fee based on a percentage of the assets managed in your account. This fee covers investment management, trading, custody, and performance reporting. Fees are negotiable and may vary based on the size of your account and the services provided. Janney may also offer investment advisory services on a non-wrap basis, where you pay separately for transactions and custody.
Location
1551 Boston Post Road, 2nd Floor, Westbrook, CT, 06498
Get directionsHistory
Regulatory History (3)
Customer Dispute
August 2016Customer Dispute
February 2011Customer Dispute
November 2008Other Business Activities
Kathryn is the Girls Coordinator/Board Member for CT River Lacrosse, starting in 2020. She coordinates the program roster, schedules, and other logistics, dedicating a few hours per week to this uncompensated, non-investment related activity.
Employment History
Current Registrations
Janney Montgomery Scott LLCBroker
Janney Montgomery Scott LLC
Previous Registrations
Citizens Securities, INC.
Citizens Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Cco Investment Services CORP.Broker
Cco Investment Services CORP.
Merrill Lynch Pierce Fenner & Smith INC.
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.
Quick & Reilly, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.