Mortimore Kelly
Mortimore Kelly is a registered investment advisor at Mort Kelly Financial Services, LLC, based in New Orleans, LA, with 20 years of industry experience. Mortimore operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 7 clients with $350K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Mort Kelly Financial Services charges either a fixed fee or a percentage of the assets they manage. The fee is paid annually in advance, but if the annual fee exceeds $1,200, it can be paid semi-annually or quarterly in advance.
Here's how the fees break down:
- $1 - $1,000: $25.00
- $1,001 - $2,500: $35.00
- $2,501 - $5,000: $50.00
- $5,001 - $10,000: $100.00
- $10,001 - $30,000: 1.00%
- $30,000 - $50,000: 1.25%
- $50,001 - $75,000: 1.50%
- $75,001 - $100,000: 2.00%
- $100,001 - $250,000: 2.00%
- First $250,000: 2.00%
- Next $50,000: 1.00%
- Next $200,000: 0.75%
- Next $250,000: 0.50%
- Next $250,000: 0.25%
- Over $1,000,000: 2.00% on the first million plus 0.10% for the next $4,000,000
- Over $5,000,000: Negotiable
Location
New Orleans, LA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Mortimore owns a business where he sells and services non-variable life and annuity products, dedicating a few hours per week. He also serves as Parliamentarian for the New Orleans Association of Health Underwriters, ensuring compliance with bylaws and state law.
Employment History
Current Registrations
Mort Kelly Financial Services, LLC
Previous Registrations
H. Beck, INC.
Questar Asset Management, INC.
New England Securities Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.