SF
ChFC
SF
ChFC

Steven Fisher

39 Years of Experience
New Orleans, LA
BrokerSells Insurance

Steven Fisher is a ChFC-designated registered investment advisor at MML Investors Services, LLC, based in New Orleans, LA, with 39 years of industry experience. Steven is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Retirement Planning. Their firm serves 454,836 clients with $120B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5086 advisors
IM Fee
Planning only
Assets Under Management
$115.6B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

New Orleans, LA

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Steven sells individual life, health, group life, and group health insurance products since 1994, dedicating minimal time to this activity. Steven also has ownership in oil and gas mineral rights since 2015, which is not investment-related and requires no time commitment.

Employment History
Current Registrations
MML Investors Services, LLC
April 2011 - Present · 15 yrs 6 mos
MML Investors Services, LLCBroker
August 1991 - Present · 35 yrs 2 mos
Previous Registrations
Mutual Benefit Financial Service CompanyBroker
October 1988 - August 1991 · 2 yrs 10 mos
Robert W. Baird & CO. IncorporatedBroker
March 1987 - August 1991 · 4 yrs 5 mos
Nml Equity Services, INC.Broker
March 1987 - November 1988 · 1 yr 8 mos
State Registrations11 states
CTFLGAINLAMAMSNJNYTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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