Holly Nichols is a CFP-designated registered investment advisor at Morgan Stanley, based in New Orleans, LA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1100 Poydras Street, Suite 1900, New Orleans, LA, 70163
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
October 2019 - Present · 6 yrs 7 mos
Morgan StanleyBroker
October 2019 - Present · 6 yrs 7 mos
Previous Registrations
J.P. Morgan Securities LLCBroker
October 2008 - October 2019 · 11 yrs
J.P. Morgan Securities LLC
October 2008 - May 2012 · 3 yrs 7 mos
J. P. Morgan Securities INC.
September 2006 - October 2008 · 2 yrs 1 mo
J.P. Morgan Securities INC.Broker
July 2006 - October 2008 · 2 yrs 3 mos
Jpmorgan Securities INC
November 2002 - September 2006 · 3 yrs 10 mos
Banc One Securities CorporationBroker
October 2002 - July 2006 · 3 yrs 9 mos
Pan-American Financial AdvisersBroker
February 2002 - September 2002 · 7 mos
Hibernia Investments, L.L.C.Broker
November 1988 - February 2002 · 13 yrs 3 mos
Morgan Keegan & Company, INC.Broker
July 1987 - April 1988 · 9 mos
State Registrations38 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.