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Patrick Suprise

LPL Financial LLC
43 Years of Experience
Appleton, WI
Broker
View SEC Summary
View SEC Summary

Patrick Suprise is a ChFC-designated registered investment advisor at LPL Financial LLC, based in Appleton, WI, with 43 years of industry experience. Patrick is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

15 Park Place Ste 100, Appleton, WI, 54914

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Patrick is the president of Valley Financial Group, a DBA for cost sharing convenience, since 2009. This activity is not investment-related and requires minimal time.

Employment History
Current Registrations
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial CorporationBroker
January 2009 - February 2018 · 9 yrs 1 mo
Invest Financial Corporation
January 2009 - February 2018 · 9 yrs 1 mo
Sagepoint Financial, INC.
January 2006 - January 2009 · 3 yrs
Sagepoint Financial, INC.Broker
October 2005 - January 2009 · 3 yrs 3 mos
Sentra Securities CorporationBroker
May 2001 - October 2005 · 4 yrs 5 mos
Sii Investments, INC.Broker
June 1995 - May 2001 · 5 yrs 11 mos
MML Investors Services, INC.Broker
November 1992 - October 1993 · 11 mos
Capital Financial Services, INC.Broker
June 1986 - June 1995 · 9 yrs
Anchor National Financial Services, INC.Broker
July 1985 - June 1986 · 11 mos
Homeco Securities, INC.Broker
September 1983 - August 1985 · 1 yr 11 mos
MML Investors Services, INC.Broker
September 1983 - August 1985 · 1 yr 11 mos
Massachusetts Mutual Life Insurance CompanyBroker
May 1983 - August 1985 · 2 yrs 3 mos
State Registrations11 states
ARAZCACOFLGAMSSCTXWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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