CV
CV

Chad Vandenbusch

30 Years of Experience
Appleton, WI
2 DisclosuresBroker

Chad Vandenbusch is a registered investment advisor at LPL Financial LLC, based in Appleton, WI, with 30 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

200 E. Washington St., Appleton, WI, 54911

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2020
Settled
Customer Dispute
April 2017
Closed-No Action
Other Business Activities

Chad works for Wintrust Investments, doing business as LPL Business, as an entity for his LPL business. This investment-related activity takes nearly full-time hours.

Employment History
Current Registrations
LPL Financial LLC
January 2025 - Present · 1 yr 8 mos
LPL Financial LLCBroker
January 2025 - Present · 1 yr 8 mos
Previous Registrations
Wintrust Investments
January 2009 - January 2025 · 16 yrs
Wintrust Investments LLCBroker
March 2007 - January 2025 · 17 yrs 10 mos
Wayne Hummer Investments L.L.C.
March 2007 - March 2007 · 0 mos
Stifel, Nicolaus & Company, Incorporated
August 2006 - April 2007 · 8 mos
Stifel, Nicolaus & Company, IncorporatedBroker
March 2001 - April 2007 · 6 yrs 1 mo
Sii Investments, INC.Broker
January 2001 - April 2001 · 3 mos
Associated Investment Services, INC.Broker
June 1998 - January 2001 · 2 yrs 7 mos
Sii Investments, INC.Broker
August 1996 - November 1997 · 1 yr 3 mos
Metlife Securities INC.Broker
August 1995 - July 1996 · 11 mos
Metropolitan Life Insurance CompanyBroker
August 1995 - July 1996 · 11 mos
State Registrations30 states
ALAZCACOCTDCFLGAIAILLAMAMDMIMNMOMSNCNJNVNYOHOKPASCTXVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Chad Vandenbusch - Financial Advisor | TrueAdvisor