William Weiner
William Weiner is a registered investment advisor at LPL Financial LLC, based in Appleton, WI, with 35 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Appleton, WI
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2002Customer Dispute
December 2001Customer Dispute
February 2001Other Business Activities
William operates under the DBA Weiner Investment Services for his LPL business since 2018. He also consults for Wisconsin Blizzard Basketball, Inc. for about 10 hours per month, assisting with team organization, scheduling, coaching selections, and try-outs.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Sii Investments, INC.
Sii Investments, INC.Broker
Stifel, Nicolaus & Company, IncorporatedBroker
Robert W. Baird & CO. IncorporatedBroker
Everen Securities, INC.Broker
State Registrations20 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.