MA
MA
Mark Addessi
43 Years of Experience
New York, NY
1 DisclosureBroker
Mark Addessi is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 43 years of industry experience. Mark is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1285 Avenue of the Americas, 15 Thru 18th Floors, New York, NY, 10019
Get directionsHistory
Regulatory History (1)
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Customer Dispute
December 1985Settled
Employment History
Current Registrations
UBS Financial Services INC.
June 2018 - Present · 8 yrs 4 mos
UBS Financial Services INC.
January 1995 - Present · 31 yrs 9 mos
UBS Financial Services INC.Broker
January 1995 - Present · 31 yrs 9 mos
Previous Registrations
Kidder, Peabody & CO. IncorporatedBroker
February 1983 - January 1995 · 11 yrs 11 mos
State Registrations36 states
CACOCTDCDEFLGAHIIDILINKSMAMDMEMIMNMONCNJNMNVNYOHORPARISCTNTXUTVAVTWAWIWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.
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