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Wenyi Wang
7 Years of Experience
New York, NY
1 DisclosureBroker
Wenyi Wang is a registered investment advisor at UBS Financial Services INC., based in New York, NY, with 7 years of industry experience. Wenyi is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9356 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
1285 Avenue of the Americas, 15 Thru 18th Floors, New York, NY, 10019
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
December 2025Employment History
Current Registrations
UBS Financial Services INC.
March 2026 - Present · 7 mos
UBS Financial Services INC.Broker
March 2026 - Present · 7 mos
Previous Registrations
Rockefeller Capital Management
August 2023 - December 2025 · 2 yrs 4 mos
Rockefeller Financial LLCBroker
August 2023 - December 2025 · 2 yrs 4 mos
UBS Financial Services INC.
April 2019 - August 2023 · 4 yrs 4 mos
UBS Financial Services INC.Broker
February 2019 - August 2023 · 4 yrs 6 mos
State Registrations14 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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