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JH
CFP
JH
CFP

John Higbee

Morgan Stanley
43 Years of Experience
Kingston, NY
Broker
View SEC Summary
View SEC Summary

John Higbee is a CFP-designated registered investment advisor at Morgan Stanley, based in Kingston, NY, with 43 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23124 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

91 North Front Street, Kingston, NY, 12401

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John is involved in vacation home rentals since 2013, dedicating minimal time to this activity.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Morgan Stanley & CO. Incorporated
April 2009 - June 2009 · 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2009 - June 2009 · 2 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
May 2007 - April 2009 · 1 yr 11 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2003 - December 2006 · 3 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 2003 - April 2009 · 5 yrs 11 mos
Prudential Securities Incorporated
January 2000 - February 2003 · 3 yrs 1 mo
Prudential Securities IncorporatedBroker
October 1992 - May 2003 · 10 yrs 7 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1989 - November 1992 · 3 yrs 9 mos
American Express Financial Advisors INC.Broker
February 1983 - March 1989 · 6 yrs 1 mo
Ids Life Insurance CompanyBroker
February 1983 - March 1989 · 6 yrs 1 mo
Ids Financial Services INC.Broker
February 1983 - December 1986 · 3 yrs 10 mos
State Registrations32 states
AKALAZCACOCTDEFLGAILINKYMAMDMEMIMNMONCNHNJNVNYOHPASCTNTXUTVAVTWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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