Scott Mardy is a CFA-designated registered investment advisor at Miller Howard Investments INC, based in Kingston, NY, with 9 years of industry experience. Scott is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Socially Responsible Investing. Their firm serves 2,034 clients with $3.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $2.0M | 0.75% |
| $2.0M - $4.0M | 0.60% |
| $4M+ | 0.50% |
Fees may be negotiated in certain circumstances, such as with brokerage networks or large accounts.
Fee Estimator
Location
45 Pine Grove Avenue, Suite 305, Kingston, NY, 12401
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Scott works full-time as a Director of Sales, West for Miller Howard Investments, an investment management firm. This activity is investment-related.
Employment History
Current Registrations
Miller Howard Investments INC
Foreside Fund Services, LLC
Foreside Fund Services, LLCBroker
Previous Registrations
Dfa Securities LLCBroker
Dimensional Fund Advisors LP
NFP Securities, INC.Broker
Citigroup Global Markets INC.Broker
State Registrations51 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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