RS
CFP
RS
CFP
Robert Steck is a CFP-designated registered investment advisor at Morgan Stanley, based in Garden City, NY, with 43 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1200 Franklin Avenue, 2nd Floor, Garden City, NY, 11530
Get directionsHistory
Regulatory History (7)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
January 2019Settled
Customer Dispute
April 2018Settled
Customer Dispute
November 2015Denied
Customer Dispute
July 2003Closed-No Action
Customer Dispute
May 2002Settled
Customer Dispute
August 2001Settled
Customer Dispute
July 2001Closed-No Action
Employment History
Current Registrations
Morgan Stanley
May 2024 - Present · 2 yrs
Morgan StanleyBroker
May 2024 - Present · 2 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
September 2006 - May 2024 · 17 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
April 1986 - May 2024 · 38 yrs 1 mo
Equitable Securities of New York,inc.Broker
April 1984 - March 1986 · 1 yr 11 mos
Monvest Limited PartnershipBroker
March 1984 - April 1984 · 1 mo
Southeast Securities of Florida, INC.Broker
March 1983 - July 1984 · 1 yr 4 mos
State Registrations28 states
AZCACOCTDCFLGAILKYLAMAMDMENCNENHNJNVNYORPASCTNTXVAVTWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.