TB
TB
Thomas Biermann
43 Years of Experience
St Louis, MO
1 DisclosureBroker
Thomas Biermann is a registered investment advisor at Raymond James & Associates, INC., based in St Louis, MO, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
9900 Clayton Road, St Louis, MO, 63124
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Regulatory History (1)
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Customer Dispute
July 1997Settled
Employment History
Current Registrations
Raymond James & Associates, INC.
January 2010 - Present · 16 yrs 4 mos
Raymond James & Associates, INC.
January 2010 - Present · 16 yrs 4 mos
Raymond James & Associates, INC.Broker
January 2010 - Present · 16 yrs 4 mos
Previous Registrations
Wells Fargo Advisors, LLC
December 2009 - January 2010 · 1 mo
Wells Fargo Advisors, LLCBroker
January 2008 - January 2010 · 2 yrs
A. G. Edwards & Sons, INC.Broker
October 1986 - January 2008 · 21 yrs 3 mos
E. F. Hutton & Company INCBroker
December 1984 - October 1986 · 1 yr 10 mos
First Jersey Securities, INC.Broker
March 1983 - November 1984 · 1 yr 8 mos
State Registrations13 states
ALARCOFLILMONMNYOHORSCVAWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.