Ricky Mantei
Ricky Mantei is a registered investment advisor at Centaurus Financial, INC., based in Lexington, SC, with 43 years of industry experience. Ricky operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 2 more. Their firm serves 38,049 clients with $7.3B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Centaurus Financial's advisors manage client accounts through various programs, charging an annual fee based on the amount invested. Fees are negotiable and can be a flat percentage or tiered, where the rate decreases as the portfolio value increases. Additional charges may include transaction fees, custodial fees, and internal fund fees.
Maximum advisory fees:
- Alpha, Beta, ABJ, Omega, Delta: 2.25%
- AA & VL: 1.50%
- Adviser-Directed: 1.35%
- FlexUMA: 2.25%
Third-Party Money Managers (TPMMs) charge fees ranging from 1.00% to 3.00%.
Location
4580 Sunset Blvd., Lexington, SC, 29072
Get directionsHistory
Regulatory History (42)
Customer Dispute
October 2023Customer Dispute
June 2023Regulatory
February 2023Customer Dispute
October 2021Customer Dispute
September 2021Customer Dispute
February 2021Customer Dispute
August 2020Customer Dispute
May 2020Customer Dispute
April 2020Customer Dispute
April 2020Customer Dispute
March 2020Customer Dispute
February 2020Customer Dispute
February 2020Customer Dispute
February 2020Customer Dispute
January 2020Customer Dispute
January 2020Customer Dispute
January 2020Customer Dispute
December 2019Customer Dispute
December 2019Customer Dispute
December 2019Customer Dispute
November 2019Customer Dispute
November 2019Customer Dispute
November 2019Customer Dispute
November 2019Customer Dispute
October 2019Customer Dispute
September 2019Customer Dispute
September 2019Customer Dispute
August 2019Regulatory
August 2019Customer Dispute
June 2019Customer Dispute
June 2019Customer Dispute
May 2019Customer Dispute
April 2019Customer Dispute
November 2018Customer Dispute
October 2018Customer Dispute
May 2018Customer Dispute
December 2016Regulatory
March 2011Customer Dispute
September 2004Customer Dispute
May 1996Customer Dispute
September 1995Customer Dispute
August 1995Other Business ActivitiesSells Insurance
Ricky is a branch manager for Cola Wealth Advisors and provides business exit planning and coaching services through Empire Business Brokers, dedicating minimal time to the latter. He also owns Mantei & Associates, spending significantly more than full-time hours on this investment-related activity, and is a real estate referral agent, dedicating minimal time to this activity as well as working with Crump.
Employment History
Current Registrations
Centaurus Financial, INC.Broker
Centaurus Financial, INC.
Previous Registrations
J P Turner & Company Capital Management, LLC
J.P. Turner & Company, L.L.C.Broker
Gunnallen Financial, INC
Gunnallen Financial, INCBroker
First Allied Securities, INC.
First Allied Securities, INC.Broker
D.E. Frey & Company, INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.