Dana Hawkins
Dana Hawkins is a registered investment advisor at Centaurus Financial, INC., based in Lexington, SC, with 15 years of industry experience. Dana is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Corporate Executives, Education Planning, Estate Planning, and 5 more. Their firm serves 45,336 clients with $9.7B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.25% |
Maximum advisory fee is 2.25% for most programs (1.50% for annuity and variable life management, 1.35% for adviser-directed accounts). Fees are negotiable at the discretion of the representative.
Fee Estimator
Location
4580 Sunset Blvd., Lexington, SC, 29072
Get directionsHistory
Regulatory History (14)
Regulatory
February 2025Customer Dispute
April 2024Customer Dispute
April 2020Customer Dispute
February 2020Customer Dispute
February 2020Customer Dispute
October 2019Customer Dispute
September 2019Customer Dispute
September 2019Customer Dispute
August 2019Customer Dispute
June 2019Customer Dispute
May 2019Customer Dispute
February 2019Customer Dispute
December 2018Customer Dispute
September 2018Other Business Activities
Dana is a registered representative with Cola Wealth Advisors since 2019, which is used for marketing and branding. Dana is also an employee of Mantei & Associates since 2009 for branding and administrative purposes, dedicating about a quarter of their time.
Employment History
Current Registrations
Centaurus Financial, INC.
Centaurus Financial, INC.Broker
Previous Registrations
J.P. Turner & Company, L.L.C.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Daniel KlemmCentaurus Financial, INC.
- Atul MakhariaCentaurus Financial, INC.
- Ricky ManteiCentaurus Financial, INC.
- Jason JeanquartCentaurus Financial, INC.
- Robert Doebler, CFPTruist Advisory Services, INC.
- Brett Swisher, CFPOsaic Wealth, INC.