JB
JB
Jeffrey Brook is a registered investment advisor at Morgan Stanley, based in Boca Raton, FL, with 42 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1801 North Military Trail, Suite 300, Boca Raton, FL, 33431
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
June 2016Customer Dispute
January 2009Denied
Customer Dispute
November 2008Denied
Employment History
Current Registrations
Morgan Stanley
June 2016 - Present · 9 yrs 11 mos
Morgan StanleyBroker
June 2016 - Present · 9 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
May 2007 - June 2016 · 9 yrs 1 mo
Citigroup Global Markets INC.
May 2007 - June 2016 · 9 yrs 1 mo
Citicorp Investment Services
June 2005 - May 2007 · 1 yr 11 mos
Citicorp Investment ServicesBroker
March 2005 - May 2007 · 2 yrs 2 mos
Janney Montgomery Scott LLCBroker
May 2000 - April 2005 · 4 yrs 11 mos
Prudential Securities IncorporatedBroker
December 1996 - May 2000 · 3 yrs 5 mos
Painewebber IncorporatedBroker
March 1983 - November 1996 · 13 yrs 8 mos
State Registrations31 states
AZCACOCTDCDEFLGAILINKSMAMDMEMIMOMSNCNHNJNYOHORPARISCTXVAWAWIWV
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.