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CFP

Rudolf Fernandez

Robert W. Baird & CO. Incorporated
43 Years of Experience
Tampa, FL
1 DisclosureBroker
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Rudolf Fernandez is a CFP-designated registered investment advisor at Robert W. Baird & CO. Incorporated, based in Tampa, FL, with 43 years of industry experience. Rudolf is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Estate Planning, High Net Worth, Investment Management, and 3 more. Their firm serves 241,359 clients with $390B in assets under management.

Robert W. Baird & CO. Incorporated
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2620 advisors
Number of Clients
241,359 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$394.1B

Fee Structure

Investment management only (planning not offered)

Robert W. Baird & Co. charges an ongoing annual fee for portfolio management, which is bundled with trade execution and custody services as part of a wrap fee program. The specific fee amount depends on the chosen program, strategy, and the size of your portfolio, and is generally calculated as a percentage of the assets they manage for you. Additional costs may apply if managers execute trades away from Baird or if you utilize specialized overlay services.

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Location

201 North Franklin St., Suite 3000, Tampa, FL, 33602

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1998
Withdrawn
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Other Business Activities

Rudolf owns multiple rental properties and is on the board of directors for the University Club, where he is a check-signer. He is also a board member and finance committee advisor for Kiwanis Tampa.

Employment History
Current Registrations
Robert W. Baird & CO. Incorporated
August 2000 - Present · 26 yrs 2 mos
Robert W. Baird & CO. IncorporatedBroker
August 2000 - Present · 26 yrs 2 mos
Previous Registrations
Northwestern Mutual Investment Services, LLCBroker
January 2002 - August 2003 · 1 yr 7 mos
Raymond James Financial Services, INC.Broker
February 1993 - August 2000 · 7 yrs 6 mos
George K. Baum & CompanyBroker
January 1992 - February 1993 · 1 yr 1 mo
Painewebber IncorporatedBroker
June 1989 - January 1992 · 2 yrs 7 mos
Drexel Burnham Lambert IncorporatedBroker
February 1988 - June 1989 · 1 yr 4 mos
L. F. Rothschild & CO. IncorporatedBroker
June 1986 - February 1988 · 1 yr 8 mos
E. F. Hutton & Company INCBroker
March 1983 - June 1986 · 3 yrs 3 mos
State Registrations43 states
AZCACOCTDCDEFLGAHIIAILINKSKYLAMAMDMEMIMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCTNTXUTVAVTWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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