AM
AM

Albert Maestro

43 Years of Experience
Red Bank, NJ
1 DisclosureBroker

Albert Maestro is a registered investment advisor at UBS Financial Services INC., based in Red Bank, NJ, with 43 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

140 Broad Street, Suite 100, Red Bank, NJ, 07701

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 1996
Award / Judgment
Other Business Activities

Albert is the Vice President and a board member of Manasquan River Golf Club, a golf and dining club. He reviews club operations with other officers and board members as needed.

Employment History
Current Registrations
UBS Financial Services INC.
September 2008 - Present · 17 yrs 8 mos
UBS Financial Services INC.Broker
September 2008 - Present · 17 yrs 8 mos
Previous Registrations
Citigroup Global Markets INC.
July 2002 - October 2008 · 6 yrs 3 mos
Citigroup Global Markets INC.Broker
October 1994 - October 2008 · 14 yrs
Dean Witter Reynolds INC.Broker
January 1988 - October 1994 · 6 yrs 9 mos
E. F. Hutton & Company INCBroker
March 1983 - February 1988 · 4 yrs 11 mos
State Registrations33 states
ARAZCACOCTDCDEFLGAHIIDILLAMAMDMIMOMTNCNHNJNVNYOKORPARITNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.