JB
JB
Joseph Berkery
40 Years of Experience
Red Bank, NJ
3 DisclosuresBroker
Joseph Berkery is a registered investment advisor at UBS Financial Services INC., based in Red Bank, NJ, with 40 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B
Fee Structure
Investment management only (planning not offered)
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location
140 Broad Street, Suite 100, Red Bank, NJ, 07701
Get directionsHistory
Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2005Settled
Customer Dispute
April 2004Closed-No Action
Customer Dispute
May 2003Denied
Employment History
Current Registrations
UBS Financial Services INC.
April 2019 - Present · 7 yrs 6 mos
UBS Financial Services INC.
April 2019 - Present · 7 yrs 6 mos
UBS Financial Services INC.Broker
April 2019 - Present · 7 yrs 6 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 1988 - April 2019 · 30 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1987 - April 2019 · 32 yrs 2 mos
Pml Securities CompanyBroker
August 1986 - March 1987 · 7 mos
Moore & Schley/meeker Sharkey Group INC.Broker
July 1986 - March 1987 · 8 mos
State Registrations35 states
ALARAZCACOCTDCDEFLGAILKSKYLAMAMDMEMNMONCNHNJNMNVNYOHPASCTNTXVAVTWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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