TrueAdvisor
TrueAdvisor
JO
JO

Julie Opheim

Raymond James & Associates, INC.
43 Years of Experience
Westlake Village, CA
1 DisclosureBroker
View SEC Summary
View SEC Summary

Julie Opheim is a registered investment advisor at Raymond James & Associates, INC., based in Westlake Village, CA, with 43 years of industry experience. Julie is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 531,617 clients with $500B in assets under management.

Raymond James & Associates, INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5819 advisors
Number of Clients
531,617 clients
Average Client Portfolio
$942K average
Assets Under Management
$501.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Fees are not to exceed an annual rate of 2.25% of the value of assets on which investment consulting services are provided. Specific fee schedules for wrap fee programs and managed accounts are detailed in the separate Wrap Fee Program Brochure.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3027 Townsgate Road, Suite 100, Westlake Village, CA, 91361

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
April 1976
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Raymond James & Associates, INC.
March 2008 - Present · 18 yrs 7 mos
Raymond James & Associates, INC.
March 2008 - Present · 18 yrs 7 mos
Raymond James & Associates, INC.Broker
March 2008 - Present · 18 yrs 7 mos
Previous Registrations
Stone & Youngberg LLC
April 2006 - February 2008 · 1 yr 10 mos
Stone & Youngberg LLCBroker
April 2006 - February 2008 · 1 yr 10 mos
The Seidler Companies IncorporatedBroker
March 2005 - April 2006 · 1 yr 1 mo
Wachovia Securities, LLCBroker
April 1999 - March 2005 · 5 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1995 - March 1999 · 4 yrs 1 mo
Prudential Securities IncorporatedBroker
September 1983 - February 1995 · 11 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1983 - September 1983 · 6 mos
State Registrations51 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Westlake Village, CA →All financial advisors in California →