David Brodsky
David Brodsky is a registered investment advisor at Raymond James & Associates, INC., based in Westlake Village, CA, with 36 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
3027 Townsgate Road, Suite 100, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2009Other Business Activities
David owns rental real estate through Broad Sky LLC since 2012, spending minimal time on it. He collects rent, with a monthly income of $2,750 and a property value of approximately $900,000.
Employment History
Current Registrations
Raymond James & Associates, INC.Broker
Raymond James & Associates, INC.
Previous Registrations
Wachovia Securities, LLCBroker
Wells Fargo Advisors, LLC
A. G. Edwards & Sons, INC.Broker
A. G. Edwards & Sons, INC.
RBC Dain Rauscher INC.
RBC Dain Rauscher INC.Broker
Sutro & CO. IncorporatedBroker
Dean Witter Reynolds INC.Broker
State Registrations33 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.