RG
RG
Ronald Goldman
52 Years of Experience
Westlake Village, CA
1 DisclosureBroker
Ronald Goldman is a registered investment advisor at Raymond James & Associates, INC., based in Westlake Village, CA, with 52 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B
Fee Structure
Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location
3027 Townsgate Road, Suite 100, Westlake Village, CA, 91361
Get directionsHistory
Regulatory History (1)
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Customer Dispute
October 1991Settled
Other Business Activities
Ronald works as a FINRA arbitrator since 2009, dedicating about 10-20% of his time to this activity. This is not investment-related.
Employment History
Current Registrations
Raymond James & Associates, INC.
May 2008 - Present · 18 yrs 2 mos
Raymond James & Associates, INC.Broker
March 2008 - Present · 18 yrs 4 mos
Previous Registrations
Stone & Youngberg LLCBroker
April 2006 - October 2007 · 1 yr 6 mos
Stone & Youngberg LLC
April 2006 - October 2007 · 1 yr 6 mos
Seidler Investment Advisors Incorporated
August 2005 - April 2006 · 8 mos
The Seidler Companies IncorporatedBroker
March 2005 - April 2006 · 1 yr 1 mo
Wachovia Securities, LLC
May 2003 - February 2005 · 1 yr 9 mos
Wachovia Securities, LLCBroker
April 1999 - February 2005 · 5 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1995 - March 1999 · 4 yrs
Prudential Securities IncorporatedBroker
September 1983 - March 1995 · 11 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith, INC.Broker
December 1972 - September 1978 · 5 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 1972 - September 1983 · 10 yrs 9 mos
State Registrations47 states
AKALARAZCACOCTDEFLGAHIIDILINKSKYLAMAMDMEMIMNMOMTNCNENJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.