MA
MA

Michael Amico

42 Years of Experience
Rochester, NY
2 DisclosuresBroker

Michael Amico is a registered investment advisor at UBS Financial Services INC., based in Rochester, NY, with 42 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
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Location

400 Linden Oaks, Rochester, NY, 14625

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Closed-No Action
Customer Dispute
November 1988
Award / Judgment
Other Business Activities

Michael is an instructor of a college course on divestments. He is also a partner at West Crest Investment Partners LLC, where he is involved in investment selection.

Employment History
Current Registrations
UBS Financial Services INC.
September 2017 - Present · 8 yrs 8 mos
UBS Financial Services INC.Broker
December 2011 - Present · 14 yrs 5 mos
UBS Financial Services INC.
December 2011 - Present · 14 yrs 5 mos
Previous Registrations
Morgan Stanley Smith BarneyBroker
June 2009 - January 2012 · 2 yrs 7 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
April 1988 - July 1993 · 5 yrs 3 mos
E. F. Hutton & Company INCBroker
September 1983 - April 1988 · 4 yrs 7 mos
First Jersey Securities, INC.Broker
April 1983 - August 1983 · 4 mos
State Registrations24 states
AZCACOCTDCFLGAHIINMAMDMNNCNHNJNMNYOHPASCTXUTVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.