Michael Hefner
Michael Hefner is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 42 years of industry experience. Michael is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
Phoenix, AZ
Get directionsHistory
Regulatory History (1)
Criminal
April 1978Other Business ActivitiesSells Insurance
Michael is an agent for accident & health, life, and variable insurance. He also operates G & M Capital Management, LLC as a DBA for his securities business.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Western International Securities
Western International Securities
Western International Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential-Bache Securities INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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