Michael Hefner
Michael Hefner is a registered investment advisor at LPL Financial LLC, based in Phoenix, AZ, with 41 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Phoenix, AZ
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Regulatory History (1)
Criminal
April 1978Other Business ActivitiesSells Insurance
Michael is an agent for accident & health, life, and variable insurance. He also operates G & M Capital Management, LLC as a DBA for his securities business.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Western International Securities
Western International Securities
Western International Securities, INC.Broker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Prudential-Bache Securities INC.Broker
Bateman Eichler, Hill Richards, IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.