R. Trudeau
R. Trudeau is a registered investment advisor at UBS Financial Services INC., based in Birmingham, MI, with 43 years of industry experience. R. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
325 North Old Woodward Ave, Suite 200, Birmingham, MI, 48009
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2008Customer Dispute
March 2006Other Business Activities
R. is a subcommittee member providing financial advice to Mariners Church since 2006, dedicating minimal time. R. is also a board member of the Church Foundation with oversight of outside management of Foundation assets since 2023, and is involved with the National Sporting Clays Association.
Employment History
Current Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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