TrueAdvisor
TrueAdvisor
FB
FB

Francis Barnhart

UBS Financial Services INC.
51 Years of Experience
Birmingham, MI
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Francis Barnhart is a registered investment advisor at UBS Financial Services INC., based in Birmingham, MI, with 51 years of industry experience. Francis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
View Full SEC Brochure

Location

325 North Old Woodward Ave, Suite 200, Birmingham, MI, 48009

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
February 2010
Settled
Customer Dispute
January 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Francis is a member of the NYSE Regulation, Inc. Hearing Board since 1994. He also serves as a trustee of his elderly father's living trust, dedicating minimal time to this activity.

Employment History
Current Registrations
UBS Financial Services INC.
July 2004 - Present · 22 yrs 3 mos
UBS Financial Services INC.
January 1989 - Present · 37 yrs 9 mos
UBS Financial Services INC.Broker
January 1989 - Present · 37 yrs 9 mos
Previous Registrations
Shearson Lehman Hutton INC.Broker
February 1988 - January 1989 · 11 mos
E. F. Hutton & Company INCBroker
October 1983 - February 1988 · 4 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 1979 - October 1983 · 4 yrs 2 mos
Washington National Equity CompanyBroker
April 1976 - April 1982 · 6 yrs
Lincoln Financial Advisors CorporationBroker
June 1975 - July 1976 · 1 yr 1 mo
The Lincoln National Life Insurance CompanyBroker
June 1975 - July 1976 · 1 yr 1 mo
State Registrations32 states
AKAZCACOCTDCFLGAILINKSKYMAMDMEMIMNMONCNJNVNYOHORPASCTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Birmingham, MI →All financial advisors in Michigan →