Thomas Monson
Thomas Monson is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in La Crosse, WI, with 42 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
201 Main Street, La Crosse, WI, 54601
Get directionsHistory
Regulatory History (3)
Customer Dispute
June 2017Customer Dispute
March 2012Regulatory
May 1989Other Business Activities
Thomas is a member of the Endowment Fund Committee for English Lutheran Church and treasurer for the City of La Crosse International Committee. Both roles require minimal time and are not investment-related.
Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.Broker
Robert W. Baird & CO. IncorporatedBroker
Smith Barney, Harris Upham & CO., IncorporatedBroker
State Registrations21 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.