William Pritchard
William Pritchard is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in La Crosse, WI, with 28 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
201 Main Street, La Crosse, WI, 54601
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Regulatory History (1)
Customer Dispute
March 2004Other Business Activities
William is an At Large Member of the District Board of Directors for Rotary International District 6250, a civic and volunteer organization. He dedicates minimal time to this role, acting as a liaison to the board on youth issues.
Employment History
Current Registrations
Stifel, Nicolaus & Company, IncorporatedBroker
Stifel, Nicolaus & Company, Incorporated
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Piper Jaffray & CO.Broker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.