Richard Fain
Richard Fain is a CFP-designated registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Francisco, CA, with 39 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
360A West Portal Avenue, San Francisco, CA, 94127
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Richard owns rental real estate, participates in marketing surveys, and is on the finance committee for St. Ignatius Church. He also works as an independent contractor and financial advisor for West Portal Financial Group, LLC, dedicating a few hours per week to this role.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan StanleyBroker
Morgan Stanley
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
Raymond James Financial Services, INC.Broker
Charles Schwab & CO., INC.Broker
Charles Schwab & CO., INC.Broker
State Registrations14 states
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