Peter Chen
Peter Chen is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Francisco, CA, with 31 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
360A West Portal Avenue, San Francisco, CA, 94127
Get directionsHistory
Regulatory History (4)
Customer Dispute
January 2023Employment Separation After Allegations
February 2014Customer Dispute
September 2009Customer Dispute
January 2006Other Business Activities
Peter is an officer (Treasurer) at Hearing Research Inc., a non-profit, spending minimal time on it. He is also an independent contractor and owner of West Portal Financial Group, LLC, dedicating about 10-20% of his time to this.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
Raymond James Financial Services, INC.Broker
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
Charles Schwab & CO., INC.
Charles Schwab & CO., INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.