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Loretta Strong

Raymond James Financial Services Advisors, INC
30 Years of Experience
San Francisco, CA
2 DisclosuresBroker
View SEC Summary
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Loretta Strong is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in San Francisco, CA, with 30 years of industry experience. Loretta is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1160 Battery St, Fl 1 E, San Francisco, CA, 94111

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2011
Denied
Employment Separation After Allegations
November 2010
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Loretta works as an independent contractor for Elevon Wealth Mgt, advising and servicing existing clients of her Raymond James practice. This activity requires a few hours per week.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
March 2011 - Present · 15 yrs 7 mos
Raymond James Financial Services, INC.
December 2010 - Present · 15 yrs 10 mos
Raymond James Financial Services, INC.Broker
December 2010 - Present · 15 yrs 10 mos
Previous Registrations
Edward Jones
February 2007 - November 2010 · 3 yrs 9 mos
Edward JonesBroker
January 2003 - November 2010 · 7 yrs 10 mos
Ifmg Securities, INC.Broker
July 1997 - January 2003 · 5 yrs 6 mos
Nylife Securities INC.Broker
August 1996 - July 1997 · 11 mos
State Registrations8 states
AZCACOMANENMORWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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