William Mercer is a registered investment advisor, based in Colorado Springs, CO, with 43 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
102 S. Tejon Street, Suite 500, Colorado Springs, CO, 80902
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Regulatory History (1)
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Customer Dispute
July 2001Withdrawn
Employment History
Current Registrations
Hightower Advisors, LLC
May 2017 - Present · 9 yrs 5 mos
Hightower Securities, LLCBroker
May 2017 - Present · 9 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
February 2002 - May 2017 · 15 yrs 3 mos
UBS Financial Services INC.Broker
August 2001 - May 2017 · 15 yrs 9 mos
U.S. Bancorp Piper Jaffray INC.Broker
September 1993 - September 2001 · 8 yrs
Everen Securities, INC.Broker
September 1990 - September 1993 · 3 yrs
Boettcher & Company, INC.Broker
October 1987 - September 1990 · 2 yrs 11 mos
Painewebber IncorporatedBroker
December 1986 - October 1987 · 10 mos
First American National Securities, INC.Broker
May 1983 - December 1986 · 3 yrs 7 mos
State Registrations3 states
COIDMN
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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