Ron Penney
Ron Penney is a registered investment advisor at Ameriprise Financial Services, LLC, based in Springfield, MO, with 42 years of industry experience. Ron operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
2609B E Sunshine St, Springfield, MO, 65804
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2001Other Business Activities
Ron owns real estate and manages his Ameriprise business, dedicating a few hours per week to each. He also serves as President of Penney and consults as an expert witness on financial planning cases, spending a few hours per week on each activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Securities America, INC.Broker
Securities America, INC.Broker
Ids Life Insurance CompanyBroker
Ids Financial Services INC.Broker
State Registrations46 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.