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Seth Murray

25 Years of Experience
Springfield, MO
1 DisclosureBroker

Seth Murray is a registered investment advisor at Ameriprise Financial Services, LLC, based in Springfield, MO, with 25 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12781 advisors
Number of Clients
1,330,280 clients
Average Client Portfolio
$424K average
Assets Under Management
$564.6B

Fee Structure

Minimum Investment:$2K

Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.

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Location

Great Southern Finanical Svcs, 1342 E Kingsley St Ste E, Springfield, MO, 65804

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History

Regulatory History (1)
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Customer Dispute
April 2010
Denied
Other Business Activities

Seth co-owns his office real estate and manages office expenses through several LLCs. He also manages a vacation rental property, dedicating minimal time to each of these activities.

Employment History
Current Registrations
Ameriprise Financial Services, LLC
January 2001 - Present · 25 yrs 4 mos
Ameriprise Financial Services, LLC
July 2000 - Present · 25 yrs 10 mos
Ameriprise Financial Services, LLCBroker
July 2000 - Present · 25 yrs 10 mos
Previous Registrations
Securities America, INC.Broker
July 2008 - November 2010 · 2 yrs 4 mos
Securities America, INC.Broker
May 2008 - July 2008 · 2 mos
Ids Life Insurance CompanyBroker
July 2000 - July 2006 · 6 yrs
State Registrations47 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNENHNJNMNVNYOHOKORPASCSDTNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Seth Murray - Financial Advisor | TrueAdvisor