TrueAdvisor
TrueAdvisor
DH
DH

Donald Heaney

Ameriprise Financial Services, LLC
40 Years of Experience
Springfield, MO
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Donald Heaney is a registered investment advisor at Ameriprise Financial Services, LLC, based in Springfield, MO, with 40 years of industry experience. Donald is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.

Ameriprise Financial Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
12955 advisors
Number of Clients
1,386,329 clients
Average Client Portfolio
$476K average
Assets Under Management
$660.5B

Fee Structure

Minimum Investment:$2K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2609B E Sunshine St, Springfield, MO, 65804

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2024
Settled
Customer Dispute
August 1991
Award / Judgment
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Ameriprise Financial Services, LLC
April 2008 - Present · 18 yrs 6 mos
Ameriprise Financial Services, LLC
April 2008 - Present · 18 yrs 6 mos
Ameriprise Financial Services, LLCBroker
April 2008 - Present · 18 yrs 6 mos
Previous Registrations
Raymond James Financial Services
July 2006 - April 2008 · 1 yr 9 mos
Raymond James Financial Services, INC.Broker
July 2006 - April 2008 · 1 yr 9 mos
Natcity Investments, INC.
October 2004 - July 2006 · 1 yr 9 mos
Natcity Investments, INC.Broker
October 2004 - July 2006 · 1 yr 9 mos
Red Capital Markets, INC.Broker
November 2001 - October 2004 · 2 yrs 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1998 - January 2002 · 3 yrs 8 mos
H.J. Meyers & CO., INC.Broker
September 1994 - March 1998 · 3 yrs 6 mos
Hibbard Brown & CO., INC.Broker
May 1988 - September 1994 · 6 yrs 4 mos
Sherwood Capital, INC.Broker
February 1987 - May 1988 · 1 yr 3 mos
First Jersey Securities, INC.Broker
March 1986 - February 1987 · 11 mos
State Registrations16 states
ALARAZCOFLIAILKSMIMNMONEOHPATXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Springfield, MO →All financial advisors in Missouri →