James Miller
James Miller is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Beaumont, TX, with 40 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
2920 Eastex Freeway, Beaumont, TX, 77703
Get directionsHistory
Regulatory History (3)
Judgment / Lien
February 2016Judgment / Lien
April 2011Customer Dispute
January 1985Other Business ActivitiesSells Insurance
James is an independent insurance agent for various independent insurance companies since 2006, spending minimal time on investment-related activities. He is also an advisory representative of a Registered Investment Advisor (RIA), spending full-time hours on trading. Additionally, James is listed as a Guardian/Payee for Carl E Hanks, Guardian, since 2020.
Employment History
Current Registrations
Cambridge Investment Research Advisors, INC.
Cambridge Investment Research, INC.Broker
Previous Registrations
Raymond James Financial Services, INC.Broker
A. G. Edwards & Sons, INC.Broker
The Dreyfus Service CorporationBroker
Walnut Street Securities, INC.Broker
Painewebber IncorporatedBroker
Rotan Mosle INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.