DV
DV

Diane Veenendaal

40 Years of Experience
Brookfield, WI
1 DisclosureBroker

Diane Veenendaal is a registered investment advisor at UBS Financial Services INC., based in Brookfield, WI, with 40 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Retirement Planning, and 1 more. Their firm serves 1,134,581 clients with $810B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9502 advisors
IM Fee
Planning only
Assets Under Management
$808.8B

Fee Structure

UBS Financial Services Inc. offers financial planning services for a fee, with costs ranging from $500 to $50,000, though most clients pay between $1,000 and $10,000. Fees exceeding $50,000 but not more than $100,000 may be permitted for complex situations involving relationships with a net worth of $100 million or more. The fees are negotiable and may vary based on the range of services selected, the scope of the engagement, the complexity of the services, the nature and amount of client assets involved, and the financial advisor's business model.

One-Time Plan:$500 - $50,000
Loading...

Location

17335 Golf Parkway, Suite 525, Brookfield, WI, 53045

Get directions

History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2025
Denied
Employment History
Current Registrations
UBS Financial Services INC.
January 1996 - Present · 30 yrs 4 mos
UBS Financial Services INC.
April 1993 - Present · 33 yrs 1 mo
UBS Financial Services INC.Broker
April 1993 - Present · 33 yrs 1 mo
Previous Registrations
Everen Securities, INC.Broker
September 1990 - February 1993 · 2 yrs 5 mos
Blunt Ellis & Loewi IncorporatedBroker
April 1985 - September 1990 · 5 yrs 5 mos
State Registrations17 states
CACOFLGAHIIDILINMAMNNJSCTNTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Diane Veenendaal - Financial Advisor | TrueAdvisor