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Spencer Rueden

UBS Financial Services INC.
6 Years of Experience
Brookfield, WI
1 DisclosureBroker
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Spencer Rueden is a registered investment advisor at UBS Financial Services INC., based in Brookfield, WI, with 6 years of industry experience. Spencer is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.

UBS Financial Services INC.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
9366 advisors
IM Fee
Planning only
Assets Under Management
$915.8B

Fee Structure

Investment management only (planning not offered)
  • Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
One-Time Plan:$500 - $50,000
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Location

17335 Golf Parkway, Suite 525, Brookfield, WI, 53045

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History

Regulatory History (1)
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Employment Separation After Allegations
March 2019
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Employment History
Current Registrations
UBS Financial Services INC.
February 2021 - Present · 5 yrs 8 mos
UBS Financial Services INC.Broker
September 2020 - Present · 6 yrs 1 mo
State Registrations11 states
ARAZCOFLILMIMNTNTXVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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